David Swanson - Net Worth and Insider Trading

David Swanson Net Worth

The estimated net worth of David Swanson is at least $51,596 dollars as of 2024-09-21. David Swanson is the Director of Rivernorth Opportunities Fund Inc and owns about 1,376 shares of Rivernorth Opportunities Fund Inc (RIV) stock worth over $17,200. David Swanson is the Director of RiverNorth/DoubleLine Strategic Opportunity Fund Inc and owns about 1,420 shares of RiverNorth/DoubleLine Strategic Opportunity Fund Inc (OPP) stock worth over $12,823. David Swanson is also the Executive VP, Distribution of Calamos Asset Management Inc and owns about 1,500 shares of Calamos Asset Management Inc (CLMS) stock worth over $12,420. Besides these, David Swanson also holds RiverNorth Flexible Municipal Income Fund Inc. (RFM) . Details can be seen in David Swanson's Latest Holdings Summary section.

Disclaimer: The insider information is derived from SEC filings. The estimated net worth is based on the final shares held after open market or private purchases and sales of common stock with a transaction code of "P" or "S" on Form 4, assuming that David Swanson has not made any transactions after 2021-11-15 and currently still holds the listed stock(s). Please note that this estimate may not reflect the actual net worth.

Transaction Summary of David Swanson

David Swanson Insider Ownership Reports

Based on ownership reports from SEC filings, as the reporting owner, David Swanson owns 10 companies in total, including Rivernorth Opportunities Fund Inc (RIV) , RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) , and RiverNorth Managed Duration Muni Inc Fd (RMM) among others .

Click here to see the complete history of David Swanson’s form 4 insider trades.

Insider Ownership Summary of David Swanson

Ticker	Comapny	Transaction Date	Type of Owner
RIV	Rivernorth Opportunities Fund Inc	2021-11-15	director
RMI	RiverNorth Opportunistic Municipal Income Fund, Inc.	2018-09-13	director
RMM	RiverNorth Managed Duration Muni Inc Fd	2019-06-18	director
		2019-02-07	director
		2021-10-05	director
		2006-02-15	EVP of distribution-marketing
		2019-02-07	director
		2020-03-26	director
		2021-01-07	director
		2022-02-10	director

David Swanson Latest Holdings Summary

David Swanson currently owns a total of 4 stocks. Among these stocks, David Swanson owns 1,376 shares of Rivernorth Opportunities Fund Inc (RIV) as of November 15, 2021, with a value of $17,200 and a weighting of 33.34%. David Swanson owns 1,420 shares of RiverNorth/DoubleLine Strategic Opportunity Fund Inc (OPP) as of October 5, 2021, with a value of $12,823 and a weighting of 24.85%. David Swanson also owns 1,500 shares of Calamos Asset Management Inc (CLMS) as of November 2, 2004, with a value of $12,420 and a weighting of 24.07%. The other 1 stocks RiverNorth Flexible Municipal Income Fund Inc. (RFM) have a combined weighting of 17.74% among all his current holdings.

Latest Holdings of David Swanson

Ticker	Comapny	Latest Transaction Date	Shares Owned	Current Price ($)	Current Value ($)
RIV	Rivernorth Opportunities Fund Inc	2021-11-15	1,376	12.50	17,200
OPP	RiverNorth/DoubleLine Strategic Opportunity Fund Inc	2021-10-05	1,420	9.03	12,823
CLMS	Calamos Asset Management Inc	2004-11-02	1,500	8.28	12,420
RFM	RiverNorth Flexible Municipal Income Fund Inc.	2020-08-14	530	17.27	9,153

Holding Weightings of David Swanson

David Swanson Form 4 Trading Tracker

According to the SEC Form 4 filings, David Swanson has made a total of 3 transactions in Rivernorth Opportunities Fund Inc (RIV) over the past 5 years, including 3 buys and 0 sells. The most-recent trade in Rivernorth Opportunities Fund Inc is the acquisition of 344 shares on November 15, 2021, which cost David Swanson around $5,783.

According to the SEC Form 4 filings, David Swanson has made a total of 2 transactions in RiverNorth/DoubleLine Strategic Opportunity Fund Inc (OPP) over the past 5 years, including 2 buys and 0 sells. The most-recent trade in RiverNorth/DoubleLine Strategic Opportunity Fund Inc is the acquisition of 355 shares on October 5, 2021, which cost David Swanson around $5,140.

According to the SEC Form 4 filings, David Swanson has made a total of 0 transactions in Calamos Asset Management Inc (CLMS) over the past 5 years. The most-recent trade in Calamos Asset Management Inc is the acquisition of 1,500 shares on November 2, 2004, which cost David Swanson around $27,000.

More details on David Swanson's insider transactions can be found in the Insider Trading History of David Swanson table.

Insider Trading History of David Swanson

No transactions are available. GuruFocus only tracks and displays the purchase and sale of non-derivative security in open market or private transactions from SEC filings with the transaction code of P or S.

Total 0

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as conversion of derivative security or exercise of options are not included. Insiders are limited to only officers and/or directors of the company.

David Swanson Trading Performance

GuruFocus tracks the stock performance after each of David Swanson's buying transactions within different timeframes. To be detailed, the average return of stocks after 3 months bought by David Swanson is 7.45%. GuruFocus also compares David Swanson's trading performance to market benchmark return within the same time period. The performance of stocks bought by David Swanson within 3 months outperforms 2 times out of 8 transactions in total compared to the return of S&P 500 within the same period.

You can select different timeframes to see how David Swanson's insider trading performs compared to the benchmark.

Please note GuruFocus will not track the insiders’ transaction performance if he/she does not have buying transactions.

Performance of David Swanson

Average Return

Average return per transaction

Outperforming Transactions

4 out of 8 outperforming transactions.

Each transaction is measured over a period and compared to .

	1 Month	3 Months	6 Months	1 Year	2 Years	3 Years
Return(%)	4.6
Relative Return to S&P 500(%)	1.65

David Swanson Ownership Network

Ownership Network List of David Swanson

No Data

Ownership Network Relation of David Swanson

David Swanson Owned Company Details

What does Rivernorth Opportunities Fund Inc do?

Who are the key executives at Rivernorth Opportunities Fund Inc?

David Swanson is the director of Rivernorth Opportunities Fund Inc. Other key executives at Rivernorth Opportunities Fund Inc include other: Portfolio Manager Stephen Andrew O'neill , Treasurer Erich Rettinger , and Treasurer Robert Douglas Mcclure .

Rivernorth Opportunities Fund Inc (RIV) Insider Trades Summary

Over the past 18 months, David Swanson made no insider transaction in Rivernorth Opportunities Fund Inc (RIV). Other recent insider transactions involving Rivernorth Opportunities Fund Inc (RIV) include a net purchase of 4,000 shares made by Jerry Raio ,

In summary, during the past 3 months, insiders sold 0 shares of Rivernorth Opportunities Fund Inc (RIV) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 0 shares of Rivernorth Opportunities Fund Inc (RIV) were sold and 4,000 shares were bought by its insiders, resulting in a net purchase of 4,000 shares.

Rivernorth Opportunities Fund Inc (RIV)'s detailed insider trading history can be found in Insider Trading Tracker table.

Rivernorth Opportunities Fund Inc Insider Transactions

No Available Data

What does RiverNorth Opportunistic Municipal Income Fund, Inc. do?

Who are the key executives at RiverNorth Opportunistic Municipal Income Fund, Inc.?

David Swanson is the director of RiverNorth Opportunistic Municipal Income Fund, Inc.. Other key executives at RiverNorth Opportunistic Municipal Income Fund, Inc. include other: Portfolio Manager Stephen Andrew O'neill , director & President Patrick W. Galley , and other: Portfolio Manager Scott Sprauer .

RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) Insider Trades Summary

In summary, during the past 3 months, insiders sold 0 shares of RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 0 shares of RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) were sold and 0 shares were bought by its insiders, resulting in a net sale of 0 shares.

RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI)'s detailed insider trading history can be found in Insider Trading Tracker table.

RiverNorth Opportunistic Municipal Income Fund, Inc. Insider Transactions

No Available Data

What does RiverNorth Managed Duration Muni Inc Fd do?

Who are the key executives at RiverNorth Managed Duration Muni Inc Fd?

David Swanson is the director of RiverNorth Managed Duration Muni Inc Fd. Other key executives at RiverNorth Managed Duration Muni Inc Fd include director & President Patrick W. Galley , other: Portfolio Manager John J Lawlor , and other: Portfolio Manager Robert A Dimella .

RiverNorth Managed Duration Muni Inc Fd (RMM) Insider Trades Summary

In summary, during the past 3 months, insiders sold 0 shares of RiverNorth Managed Duration Muni Inc Fd (RMM) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 0 shares of RiverNorth Managed Duration Muni Inc Fd (RMM) were sold and 0 shares were bought by its insiders, resulting in a net sale of 0 shares.

RiverNorth Managed Duration Muni Inc Fd (RMM)'s detailed insider trading history can be found in Insider Trading Tracker table.

RiverNorth Managed Duration Muni Inc Fd Insider Transactions

No Available Data

What does RiverNorth Capital and Income Fund do?

Who are the key executives at RiverNorth Capital and Income Fund?

David Swanson is the director of RiverNorth Capital and Income Fund. Other key executives at RiverNorth Capital and Income Fund include director & PRESIDENT Patrick W. Galley , other: Portfolio Manager Janae Stanton , and other: Investment Adviser Rivernorth Capital Management, Llc .

RiverNorth Capital and Income Fund (RMPLp.PFD) Insider Trades Summary

In summary, during the past 3 months, insiders sold 0 shares of RiverNorth Capital and Income Fund (RMPLp.PFD) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 0 shares of RiverNorth Capital and Income Fund (RMPLp.PFD) were sold and 0 shares were bought by its insiders, resulting in a net sale of 0 shares.

RiverNorth Capital and Income Fund (RMPLp.PFD)'s detailed insider trading history can be found in Insider Trading Tracker table.

RiverNorth Capital and Income Fund Insider Transactions

No Available Data

What does RiverNorth/DoubleLine Strategic Opportunity Fund Inc do?

Who are the key executives at RiverNorth/DoubleLine Strategic Opportunity Fund Inc?

David Swanson is the director of RiverNorth/DoubleLine Strategic Opportunity Fund Inc. Other key executives at RiverNorth/DoubleLine Strategic Opportunity Fund Inc include other: Portfolio Manager Stephen Andrew O'neill , other: OFFICER OF THE INVT ADVISER Brian H Schmucker , and director & President Patrick W. Galley .

RiverNorth/DoubleLine Strategic Opportunity Fund Inc (OPP) Insider Trades Summary

In summary, during the past 3 months, insiders sold 0 shares of RiverNorth/DoubleLine Strategic Opportunity Fund Inc (OPP) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 0 shares of RiverNorth/DoubleLine Strategic Opportunity Fund Inc (OPP) were sold and 0 shares were bought by its insiders, resulting in a net sale of 0 shares.

RiverNorth/DoubleLine Strategic Opportunity Fund Inc (OPP)'s detailed insider trading history can be found in Insider Trading Tracker table.

RiverNorth/DoubleLine Strategic Opportunity Fund Inc Insider Transactions

No Available Data

What does Calamos Asset Management Inc do?

Who are the key executives at Calamos Asset Management Inc?

David Swanson is the EVP of distribution-marketing of Calamos Asset Management Inc. Other key executives at Calamos Asset Management Inc include other: Former Director Keith M Schappert , other: Former Director Thomas F Eggers , and other: Former Director William N Shiebler .

Calamos Asset Management Inc (CLMS) Insider Trades Summary

In summary, during the past 3 months, insiders sold 0 shares of Calamos Asset Management Inc (CLMS) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 0 shares of Calamos Asset Management Inc (CLMS) were sold and 0 shares were bought by its insiders, resulting in a net sale of 0 shares.

Calamos Asset Management Inc (CLMS)'s detailed insider trading history can be found in Insider Trading Tracker table.

Calamos Asset Management Inc Insider Transactions

No Available Data

What does RiverNorth Capital and Income Fund do?

Who are the key executives at RiverNorth Capital and Income Fund?

RiverNorth Capital and Income Fund (RSF) Insider Trades Summary

Over the past 18 months, David Swanson made no insider transaction in RiverNorth Capital and Income Fund (RSF). Other recent insider transactions involving RiverNorth Capital and Income Fund (RSF) include a net purchase of 100 shares made by Patrick W. Galley ,

In summary, during the past 3 months, insiders sold 0 shares of RiverNorth Capital and Income Fund (RSF) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 0 shares of RiverNorth Capital and Income Fund (RSF) were sold and 100 shares were bought by its insiders, resulting in a net purchase of 100 shares.

RiverNorth Capital and Income Fund (RSF)'s detailed insider trading history can be found in Insider Trading Tracker table.

RiverNorth Capital and Income Fund Insider Transactions

No Available Data

What does RiverNorth Flexible Municipal Income Fund Inc do?

Who are the key executives at RiverNorth Flexible Municipal Income Fund Inc?

David Swanson is the director of RiverNorth Flexible Municipal Income Fund Inc. Other key executives at RiverNorth Flexible Municipal Income Fund Inc include other: Investment Adviser Rivernorth Capital Management, Llc , other: Portfolio Manager Robert A Dimella , and other: Portfolio Manager John M Loffredo .

RiverNorth Flexible Municipal Income Fund Inc (RFM) Insider Trades Summary

In summary, during the past 3 months, insiders sold 0 shares of RiverNorth Flexible Municipal Income Fund Inc (RFM) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 0 shares of RiverNorth Flexible Municipal Income Fund Inc (RFM) were sold and 0 shares were bought by its insiders, resulting in a net sale of 0 shares.

RiverNorth Flexible Municipal Income Fund Inc (RFM)'s detailed insider trading history can be found in Insider Trading Tracker table.

RiverNorth Flexible Municipal Income Fund Inc Insider Transactions

No Available Data

What does RiverNorth Flex Muni Income Fund II Inc do?

Who are the key executives at RiverNorth Flex Muni Income Fund II Inc?

David Swanson is the director of RiverNorth Flex Muni Income Fund II Inc. Other key executives at RiverNorth Flex Muni Income Fund II Inc include Portfolio Manager Scott Sprauer , director & President Patrick W. Galley , and Portfolio Manager Robert A Dimella .

RiverNorth Flex Muni Income Fund II Inc (RFMZ) Insider Trades Summary

Over the past 18 months, David Swanson made no insider transaction in RiverNorth Flex Muni Income Fund II Inc (RFMZ). Other recent insider transactions involving RiverNorth Flex Muni Income Fund II Inc (RFMZ) include a net sale of 4,000 shares made by Scott Sprauer ,

In summary, during the past 3 months, insiders sold 0 shares of RiverNorth Flex Muni Income Fund II Inc (RFMZ) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 4,000 shares of RiverNorth Flex Muni Income Fund II Inc (RFMZ) were sold and 0 shares were bought by its insiders, resulting in a net sale of 4,000 shares.

RiverNorth Flex Muni Income Fund II Inc (RFMZ)'s detailed insider trading history can be found in Insider Trading Tracker table.

RiverNorth Flex Muni Income Fund II Inc Insider Transactions

No Available Data

What does RiverNorth Managed Duration Municipal Income Fund II Inc do?

Who are the key executives at RiverNorth Managed Duration Municipal Income Fund II Inc?

David Swanson is the director of RiverNorth Managed Duration Municipal Income Fund II Inc. Other key executives at RiverNorth Managed Duration Municipal Income Fund II Inc include other: Portfolio Manager Scott Sprauer , director & President Patrick W. Galley , and other: Portfolio Manager Michael Denlinger .

RiverNorth Managed Duration Municipal Income Fund II Inc (RMMZ) Insider Trades Summary

Over the past 18 months, David Swanson made no insider transaction in RiverNorth Managed Duration Municipal Income Fund II Inc (RMMZ). Other recent insider transactions involving RiverNorth Managed Duration Municipal Income Fund II Inc (RMMZ) include a net sale of 1,000 shares made by Scott Sprauer , and a net sale of 300 shares made by Jerry Raio .

In summary, during the past 3 months, insiders sold 0 shares of RiverNorth Managed Duration Municipal Income Fund II Inc (RMMZ) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 1,300 shares of RiverNorth Managed Duration Municipal Income Fund II Inc (RMMZ) were sold and 0 shares were bought by its insiders, resulting in a net sale of 1,300 shares.

RiverNorth Managed Duration Municipal Income Fund II Inc (RMMZ)'s detailed insider trading history can be found in Insider Trading Tracker table.

RiverNorth Managed Duration Municipal Income Fund II Inc Insider Transactions

No Available Data

David Swanson Mailing Address

Above is the net worth, insider trading, and ownership report for David Swanson. You might contact David Swanson via mailing address: 325 N. Lasalle St., Suite 645, Chicago Il 60654.

Discussions on David Swanson

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