Phillip Goldstein - Net Worth and Insider Trading

Phillip Goldstein Net Worth

The estimated net worth of Phillip Goldstein is at least $4 Million dollars as of 2024-07-16. Phillip Goldstein is the Director, 10% Owner of Crossroads Capital Inc and owns about 826,327 shares of Crossroads Capital Inc (XRDC) stock worth over $2 Million. Phillip Goldstein is the Director, 10% Owner of Emergent Capital Inc and owns about 2,479,193 shares of Emergent Capital Inc (EMGCQ) stock worth over $545,546. Phillip Goldstein is also the 10% Owner of Herzfeld Caribbean Basin Fund Inc and owns about 203,931 shares of Herzfeld Caribbean Basin Fund Inc (CUBA) stock worth over $493,513. Besides these, Phillip Goldstein also holds Special Opportunities Fund Inc (SPE) , MVC Capital Inc (MVC) , Swiss Helvetia Fund Inc (SWZ) , Mexico Equity and Income Fund Inc (MXE) , High Income Securities Fund (PCF) , ASA Gold And Precious Metals Ltd (ASA) . Details can be seen in Phillip Goldstein's Latest Holdings Summary section.

Disclaimer: The insider information is derived from SEC filings. The estimated net worth is based on the assumption that Phillip Goldstein has not made any transactions after 2024-06-28 and currently still holds the listed stock(s).

Transaction Summary of Phillip Goldstein

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Phillip Goldstein Insider Ownership Reports

Based on ownership reports from SEC filings, as the reporting owner, Phillip Goldstein owns 27 companies in total, including High Income Securities Fund (PCF) , Special Opportunities Fund Inc (SPE) , and Adams Natural Resources Fund Inc (PEO) among others .

Click here to see the complete history of Phillip Goldstein’s form 4 insider trades.

Insider Ownership Summary of Phillip Goldstein

Ticker Comapny Transaction Date Type of Owner
PCF High Income Securities Fund 2024-06-28 director
SPE Special Opportunities Fund Inc 2023-12-28 director & Chairman and Secretary
PEO Adams Natural Resources Fund Inc 2020-07-02 10 percent owner & other: See Explanation of Response
LIMIT LIMIT 2021-06-04 director
LIMIT LIMIT 2020-04-17 10 percent owner
LIMIT LIMIT 2020-02-28 10 percent owner
LIMIT LIMIT 2017-06-02 director
LIMIT LIMIT 2019-07-12 director
LIMIT LIMIT 2018-08-17 10 percent owner
LIMIT LIMIT 2019-01-02 director
LIMIT LIMIT 2017-08-11 10 percent owner
LIMIT LIMIT 2017-03-16 10 percent owner
LIMIT LIMIT 2017-07-07 10 percent owner
LIMIT LIMIT 2017-06-07 director & 10 percent owner
LIMIT LIMIT 2015-09-09 10 percent owner
LIMIT LIMIT 2016-08-09 10 percent owner
LIMIT LIMIT 2016-05-04 10 percent owner
LIMIT LIMIT 2016-12-08 10 percent owner
LIMIT LIMIT 2016-03-09 10 percent owner & other: See Explanation of Responses
LIMIT LIMIT 2016-06-02 director & 10 percent owner
LIMIT LIMIT 2013-12-18 10 percent owner
LIMIT LIMIT 2013-06-20 director
LIMIT LIMIT 2007-05-11 director
LIMIT LIMIT 2005-03-29 director
LIMIT LIMIT 2021-02-10 10 percent owner
LIMIT LIMIT 2021-04-30 10 percent owner
LIMIT LIMIT 2023-08-14 10 percent owner

Phillip Goldstein Latest Holdings Summary

Phillip Goldstein currently owns a total of 9 stocks. Among these stocks, Phillip Goldstein owns 826,327 shares of Crossroads Capital Inc (XRDC) as of June 7, 2017, with a value of $2 Million and a weighting of 47.32%. Phillip Goldstein owns 2,479,193 shares of Emergent Capital Inc (EMGCQ) as of December 7, 2015, with a value of $545,546 and a weighting of 13.95%. Phillip Goldstein also owns 203,931 shares of Herzfeld Caribbean Basin Fund Inc (CUBA) as of April 17, 2020, with a value of $493,513 and a weighting of 12.62%. The other 6 stocks Special Opportunities Fund Inc (SPE) , MVC Capital Inc (MVC) , Swiss Helvetia Fund Inc (SWZ) , Mexico Equity and Income Fund Inc (MXE) , High Income Securities Fund (PCF) , ASA Gold And Precious Metals Ltd (ASA) have a combined weighting of 26.11% among all his current holdings.

Latest Holdings of Phillip Goldstein

Ticker Comapny Latest Transaction Date Shares Owned Current Price ($) Current Value ($)
XRDC Crossroads Capital Inc 2017-06-07 826,327 2.24 1,850,972
EMGCQ Emergent Capital Inc 2015-12-07 2,479,193 0.22 545,546
CUBA Herzfeld Caribbean Basin Fund Inc 2020-04-17 203,931 2.42 493,513
SPE Special Opportunities Fund Inc 2023-12-28 31,822 13.80 439,010
MVC MVC Capital Inc 2019-03-26 22,666 9.12 206,714
SWZ Swiss Helvetia Fund Inc 2021-06-04 17,995 8.38 150,798
MXE Mexico Equity and Income Fund Inc 2017-06-02 11,100 10.05 111,555
PCF High Income Securities Fund 2024-06-28 9,773 6.64 64,893
ASA ASA Gold And Precious Metals Ltd 2013-06-20 2,400 20.11 48,264

Holding Weightings of Phillip Goldstein


Phillip Goldstein Form 4 Trading Tracker

According to the SEC Form 4 filings, Phillip Goldstein has made a total of 0 transactions in Crossroads Capital Inc (XRDC) over the past 5 years. The most-recent trade in Crossroads Capital Inc is the sale of 28,479 shares on June 7, 2017, which brought Phillip Goldstein around $61,799.

According to the SEC Form 4 filings, Phillip Goldstein has made a total of 0 transactions in Emergent Capital Inc (EMGCQ) over the past 5 years. The most-recent trade in Emergent Capital Inc is the acquisition of 50,726 shares on December 7, 2015, which cost Phillip Goldstein around $195,295.

According to the SEC Form 4 filings, Phillip Goldstein has made a total of 2 transactions in Herzfeld Caribbean Basin Fund Inc (CUBA) over the past 5 years, including 0 buys and 2 sells. The most-recent trade in Herzfeld Caribbean Basin Fund Inc is the sale of 55,480 shares on April 17, 2020, which brought Phillip Goldstein around $184,748.

More details on Phillip Goldstein's insider transactions can be found in the Insider Trading History of Phillip Goldstein table.

Insider Trading History of Phillip Goldstein

No transactions are available. GuruFocus only tracks and displays the purchase and sale of non-derivative security in open market or private transactions from SEC filings with the transaction code of P or S.
Total 0
  • 1
Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as conversion of derivative security or exercise of options are not included. Insiders are limited to only officers and/or directors of the company.

Phillip Goldstein Trading Performance

GuruFocus tracks the stock performance after each of Phillip Goldstein's buying transactions within different timeframes. To be detailed, the average return of stocks after 3 months bought by Phillip Goldstein is 1.4%. GuruFocus also compares Phillip Goldstein's trading performance to market benchmark return within the same time period. The performance of stocks bought by Phillip Goldstein within 3 months outperforms 24 times out of 79 transactions in total compared to the return of S&P 500 within the same period.

You can select different timeframes to see how Phillip Goldstein's insider trading performs compared to the benchmark.

Please note GuruFocus will not track the insiders’ transaction performance if he/she does not have buying transactions.

Performance of Phillip Goldstein

Average Return

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Average return per transaction

Outperforming Transactions

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47 out of 79 outperforming transactions.
Each transaction is measured over a period and compared to .
1 Month 3 Months 6 Months 1 Year 2 Years 3 Years
Return(%) 1.38 LIMIT LIMIT LIMIT LIMIT LIMIT
Relative Return to S&P 500(%) -0.04 LIMIT LIMIT LIMIT LIMIT LIMIT

Phillip Goldstein Ownership Network

Ownership Network List of Phillip Goldstein

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Ownership Network Relation of Phillip Goldstein

Insider Network Chart

Phillip Goldstein Owned Company Details

What does High Income Securities Fund do?

Who are the key executives at High Income Securities Fund?

Phillip Goldstein is the director of High Income Securities Fund. Other key executives at High Income Securities Fund include director & President Andrew Dakos , Chief Compliance Officer Stephanie Darling , and Treasurer Thomas Antonucci .

High Income Securities Fund (PCF) Insider Trades Summary

Over the past 18 months, Phillip Goldstein made 7 insider transaction in High Income Securities Fund (PCF) with a net sale of 200,300. Other recent insider transactions involving High Income Securities Fund (PCF) include a net purchase of 4,500 shares made by Moritz A Sell , a net purchase of 200 shares made by Richard Dayan , and a net purchase of 100 shares made by Gerald Hellerman .

In summary, during the past 3 months, insiders sold 234,600 shares of High Income Securities Fund (PCF) in total and bought 346 shares, with a net sale of 234,254 shares. During the past 18 months, 234,600 shares of High Income Securities Fund (PCF) were sold and 39,146 shares were bought by its insiders, resulting in a net sale of 195,454 shares.

High Income Securities Fund (PCF)'s detailed insider trading history can be found in Insider Trading Tracker table.

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High Income Securities Fund Insider Transactions

No Available Data

Phillip Goldstein Mailing Address

Above is the net worth, insider trading, and ownership report for Phillip Goldstein. You might contact Phillip Goldstein via mailing address: 60 Heritage Drive, Pleasantville Ny 10570.

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