James M Oates - Net Worth and Insider Trading

James M Oates Net Worth

The estimated net worth of James M Oates is at least $712,692 dollars as of 2024-11-10. James M Oates is the Director of Stifel Financial Corp and owns about 4,996 shares of Stifel Financial Corp (SF) stock worth over $576,039. James M Oates is the Director of Virtus Total Return Fund and owns about 10,000 shares of Virtus Total Return Fund (DCA) stock worth over $43,700. James M Oates is also the Director of Virtus Global Dividend & Income Fund Inc and owns about 3,000 shares of Virtus Global Dividend & Income Fund Inc (ZTR) stock worth over $28,740. Besides these, James M Oates also holds John Hancock Preferred Income Fund III (HPS) , Duff & Phelps Select MLP & Midstream Energy Fund I (DSE) , John Hancock Preferred Income Fund (HPI) , John Hancock Preferred Income Fund II (HPF) , John Hancock Investors Trust (JHI) , Virtus Total Return Fund Inc (ZTR) , Virtus Global Multi-Sector Inc (VGI) . Details can be seen in James M Oates's Latest Holdings Summary section.

Disclaimer: The insider information is derived from SEC filings. The estimated net worth is based on the final shares held after open market or private purchases and sales of common stock with a transaction code of "P" or "S" on Form 4, assuming that James M Oates has not made any transactions after 2021-06-02 and currently still holds the listed stock(s). Please note that this estimate may not reflect the actual net worth.

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Transaction Summary of James M Oates

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James M Oates Insider Ownership Reports

Based on ownership reports from SEC filings, as the reporting owner, James M Oates owns 15 companies in total, including Stifel Financial Corp (SF) , Duff & Phelps Select MLP & Midstream Energy Fund I (DSE) , and Virtus Total Return Fund Inc (ZTR) among others .

Click here to see the complete history of James M Oates’s form 4 insider trades.

Insider Ownership Summary of James M Oates

Ticker Comapny Transaction Date Type of Owner
SF Stifel Financial Corp 2021-06-02 director
DSE Duff & Phelps Select MLP & Midstream Energy Fund I 2017-07-31 director
ZTR Virtus Total Return Fund Inc 2017-07-17 director
LIMIT LIMIT 2017-07-17 director
LIMIT LIMIT 2017-01-11 director
LIMIT LIMIT 2014-02-10 other: Trustee of the Fund
LIMIT LIMIT 2012-12-01 other: Trustee of the Fund
LIMIT LIMIT 2012-12-01 other: Trustee of the Fund
LIMIT LIMIT 2014-02-10 other: Trustee of the Fund
LIMIT LIMIT 2014-02-10 other: Trustee of the Fund
LIMIT LIMIT 2014-02-10 other: Trustee of the Fund
LIMIT LIMIT 2012-12-01 other: Trustee of the Fund
LIMIT LIMIT 2012-12-01 other: Trustee of the Fund
LIMIT LIMIT 2012-12-01 other: Trustee of the Fund
LIMIT LIMIT 2012-12-01 other: Trustee of the Fund

James M Oates Latest Holdings Summary

James M Oates currently owns a total of 10 stocks. Among these stocks, James M Oates owns 4,996 shares of Stifel Financial Corp (SF) as of June 2, 2021, with a value of $576,039 and a weighting of 80.83%. James M Oates owns 10,000 shares of Virtus Total Return Fund (DCA) as of January 26, 2012, with a value of $43,700 and a weighting of 6.13%. James M Oates also owns 3,000 shares of Virtus Global Dividend & Income Fund Inc (ZTR) as of January 11, 2017, with a value of $28,740 and a weighting of 4.03%. The other 7 stocks John Hancock Preferred Income Fund III (HPS) , Duff & Phelps Select MLP & Midstream Energy Fund I (DSE) , John Hancock Preferred Income Fund (HPI) , John Hancock Preferred Income Fund II (HPF) , John Hancock Investors Trust (JHI) , Virtus Total Return Fund Inc (ZTR) , Virtus Global Multi-Sector Inc (VGI) have a combined weighting of 9.01% among all his current holdings.

Latest Holdings of James M Oates

Ticker Comapny Latest Transaction Date Shares Owned Current Price ($) Current Value ($)
SF Stifel Financial Corp 2021-06-02 4,996 115.30 576,039
DCA Virtus Total Return Fund 2012-01-26 10,000 4.37 43,700
ZTR Virtus Global Dividend & Income Fund Inc 2017-01-11 3,000 9.58 28,740
HPS John Hancock Preferred Income Fund III 2014-02-10 842 16.34 13,758
DSE Duff & Phelps Select MLP & Midstream Energy Fund I 2017-07-31 1,440 9.49 13,666
HPI John Hancock Preferred Income Fund 2014-02-10 739 18.29 13,516
HPF John Hancock Preferred Income Fund II 2014-02-10 732 18.04 13,205
JHI John Hancock Investors Trust 2014-02-10 706 14.26 10,068
ZTR Virtus Total Return Fund Inc 2017-07-17 0 5.98 0
VGI Virtus Global Multi-Sector Inc 2017-07-17 0 8.04 0

Holding Weightings of James M Oates


James M Oates Form 4 Trading Tracker

According to the SEC Form 4 filings, James M Oates has made a total of 4 transactions in Stifel Financial Corp (SF) over the past 5 years, including 0 buys and 4 sells. The most-recent trade in Stifel Financial Corp is the sale of 20,000 shares on June 2, 2021, which brought James M Oates around $1 Million.

According to the SEC Form 4 filings, James M Oates has made a total of 0 transactions in Virtus Total Return Fund (DCA) over the past 5 years. The most-recent trade in Virtus Total Return Fund is the acquisition of 10,000 shares on January 26, 2012, which cost James M Oates around $34,500.

According to the SEC Form 4 filings, James M Oates has made a total of 0 transactions in Virtus Global Dividend & Income Fund Inc (ZTR) over the past 5 years. The most-recent trade in Virtus Global Dividend & Income Fund Inc is the acquisition of 3,000 shares on January 11, 2017, which cost James M Oates around $33,780.

More details on James M Oates's insider transactions can be found in the Insider Trading History of James M Oates table.

Insider Trading History of James M Oates

No transactions are available. GuruFocus only tracks and displays the purchase and sale of non-derivative security in open market or private transactions from SEC filings with the transaction code of P or S.
Total 0
  • 1
Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as conversion of derivative security or exercise of options are not included. Insiders are limited to only officers and/or directors of the company.

James M Oates Trading Performance

GuruFocus tracks the stock performance after each of James M Oates's buying transactions within different timeframes. To be detailed, the average return of stocks after 3 months bought by James M Oates is 7%. GuruFocus also compares James M Oates's trading performance to market benchmark return within the same time period. The performance of stocks bought by James M Oates within 3 months outperforms 7 times out of 9 transactions in total compared to the return of S&P 500 within the same period.

You can select different timeframes to see how James M Oates's insider trading performs compared to the benchmark.

Please note GuruFocus will not track the insiders’ transaction performance if he/she does not have buying transactions.

Performance of James M Oates

Average Return

LIMIT
Average return per transaction

Outperforming Transactions

LIMIT
8 out of 9 outperforming transactions.
Each transaction is measured over a period and compared to .
1 Month 3 Months 6 Months 1 Year 2 Years 3 Years
Return(%) 0.22 LIMIT LIMIT LIMIT LIMIT LIMIT
Relative Return to S&P 500(%) -1.15 LIMIT LIMIT LIMIT LIMIT LIMIT

James M Oates Ownership Network

Ownership Network List of James M Oates

No Data

Ownership Network Relation of James M Oates

Insider Network Chart

James M Oates Owned Company Details

What does Stifel Financial Corp do?

Who are the key executives at Stifel Financial Corp?

James M Oates is the director of Stifel Financial Corp. Other key executives at Stifel Financial Corp include Dir Strategic Planning & Tech & other: Dir Strategic Planning & Tech David D Sliney , director & Director Victor Nesi , and SENIOR VP & GENERAL COUNSEL Mark P Fisher .

Stifel Financial Corp (SF) Insider Trades Summary

Over the past 18 months, James M Oates made no insider transaction in Stifel Financial Corp (SF). Other recent insider transactions involving Stifel Financial Corp (SF) include a net sale of 84,457 shares made by Thomas B. Michaud , a net sale of 36,000 shares made by Victor Nesi , and a net sale of 25,000 shares made by Christopher K Reichert .

In summary, during the past 3 months, insiders sold 0 shares of Stifel Financial Corp (SF) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 187,352 shares of Stifel Financial Corp (SF) were sold and 0 shares were bought by its insiders, resulting in a net sale of 187,352 shares.

Stifel Financial Corp (SF)'s detailed insider trading history can be found in Insider Trading Tracker table.

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Stifel Financial Corp Insider Transactions

No Available Data

James M Oates Mailing Address

Above is the net worth, insider trading, and ownership report for James M Oates. You might contact James M Oates via mailing address: C/o Investors Financial Services Corp, 200 Clarendon St, Boston Ma 02116.